Specialist Business
Lawyers & Mediators Based in Cardiff

Our People

Stuart Brothers, the firm’s principal, is a leading financial services solicitor with vast experience in advisory and contentious work.

Stuart’s practice areas include:

  • FSMA and FCA Handbook compliance, including COBS and PERG.
  • FCA investigations and enforcement.
  • Financial Services litigation – including complaints handling, FOS claims and High Court actions.
  • Advising SIPP and SSAS trustees – including due diligence processes and in specie asset transfers.
  • Advising on matters relating to transfers of defined benefit pensions.
  • Appointed representative agreements including liability of principals and supervision.
  • Corporate governance for FCA regulated entities arising from SM&CR.
  • With profits contracts including bonus issues.
  • Financial promotions.
  • Liabilities arising from UCIS products.
  • Shareholders and partnership agreements for FCA regulated entities.
  • Business acquisitions and disposals for FCA regulated entities.
  • Mediation for financial services related disputes.

Read More

Commercial Business Mediation Specialists

Resolve your commercial business disputes with our accredited commercial mediators.

Read More